Archive for the ‘Transboundary Rivers’ Category

Lessons Learned: From High Ross to the Columbia

Monday, October 17th, 2011

Jeff Dornbos, an associate at Warner Norcross & Judd LLP, provided the following guest post. He recently published an article, “All (Water) Politics Is Local: A Proposal for Resolving Transboundary Water Disputes” in the Fordham Environmental Law Review (here). In this guest post, he discusses how some of the lessons presented in that article apply to the Columbia River Treaty renegotiation. Jeff wishes to thank Laura Rogers-Raleigh for her valuable research assistance.

On April 2, 1984, the United States and Canada entered into a treaty that ended the High Ross Dam controversy, a protracted dispute over a proposal to raise the height of a hydroelectric dam located on the Skagit River in Washington State. Analysis of the dispute resolution processes, and the successful outcome of the treaty, suggest that there are several advantages to organizing transboundary-water-dispute negotiations around hydrologic boundaries rather than political boundaries.

The High Ross dam, a hydroelectric dam that generates power for Seattle, is built on the SkagitRiver, which flows from the Canadian provinceof British Columbia, across the border, and into the state of Washington. The controversy arose when Seattle Light Company developed a proposal to raise the dam in order to meet its growing demand for energy. Following through with the proposal would have generated more electricity for the city of Seattle, but it also would have flooded approximately 5,475 acres of pristine wilderness in British Columbia. Ultimately, after lengthy efforts to resolve the issue, the United States agreed not to raise the height of the dam in exchange for a long-term supply of electricity from Canada, at the price it would have cost to raise the dam.

Resolution of the High Ross Dam controversy was hailed as a success on both sides of the border. President Reagan noted that it was “constructively and ingeniously settled.” Canada’s external affairs minister and the U.S. Secretary of State said it could serve as a model for resolving other transboundary disputes. It was the process, however, not the resolution, that was the most interesting aspect of the dispute. Specifically, the successful negotiations took place between representatives of Seattle and British Columbia, not high-level officials from Ottawa and Washington. According to one negotiator involved in the process, both American and Canadian government officials told local officials to figure it out and then report back when they had a solution. In the end, it was the local negotiators who played the key role in resolving the dispute.

At least two studies of the controversy (an oral history project and a research paper that based its findings largely on interviews) suggest three factors contributed to the success of the negotiations: First, even though it was a transboundary dispute, local negotiators, with local knowledge and a stake in the outcome, played a central role in resolving the dispute. These negotiators were able to balance different interests without getting caught up in other, unrelated, disputes between the two countries. Second, the resolution included the participation of a variety of interest groups. Third, the availability of both scientific and experiential knowledge was useful in achieving a mutually acceptable resolution. As the authors of the Oral History Project stated, “experiential knowledge is not clearly distinct from scientific knowledge – the two inform and influence each other to create a more richly textured public wisdom.” Involving local negotiators helped to ensure availability of sound scientific and experiential knowledge regarding the transboundary water body.

These three lessons are consistent with three fundamental aspects of transboundary water resource management: fostering long-term cooperation, ensuring public participation, and gathering accurate data. Each of these is a focus of well-known water and environmental instruments, including the Berlin Rules, the Rio Declaration, and the Watercourses Convention. Long-term cooperation is necessary to avoid the tragedy of the commons (the prisoner’s dilemma provides another useful analogy). Accurate data gathering is essential for evaluating how the actions of those using the water resources will impact it in both the short and long term. And public participation is justified both as an ends in itself and as a mechanism for better decision making.

The three lessons are also consistent with the “watershed approach” to managing water systems whereby management of water resources is based on the boundaries of the watershed rather than political boundaries. The approach is based on the understanding that political boundaries are not always the best demarcation lines for managing water resources because watersheds often cross jurisdictional and political boundaries, including international frontiers The lessons of the High Ross Dam controversy also mirror very well the EPA’s three guiding principles to the watershed approach: getting those most directly affected by decisions involved in the decision making, focusing on the geographic boundaries of the water body, and basing decisions on strong science and data.

The International Joint Commission (IJC) recognizes that the watershed approach provides a useful framework for managing transboundary water resources. In one report, for example, the IJC highlighted resolution of the High Ross Dam controversy as one of its achievements in fostering transboundary environmental management. In that same report, developed in response to a request from the United States and Canada to provide proposals for how to best assist in meeting the “environmental challenges of the 21st century,” the IJC suggested developing international watershed boards to help resolve transboundary water disputes between the United States and Canada.

The High Ross Dam provides useful lessons for future transboundary water agreements, such as the renegotiation of the Columbia River Treaty. The treaty, originally ratified in 1964, resulted from the desire of both the United States and Canada to cooperatively manage the Columbia River in order to control flooding and provide electricity. Pursuant to the treaty, the two countries constructed dams to generate electricity and regulate flooding, which have provided significant benefits to citizens of both nations.

Notwithstanding these benefits, some residents of the basin criticize the treaty, and construction of the dams, for leading to the flooding of fertile farmland, displacement of 2,300 residents, loss of tribal cultural sites, and destruction of wildlife habitats. Specifically, many residents of the basin argue that they were not given sufficient input in the original treaty negotiations. On the Canadian side, for example, dissatisfied residents have established the Columbia Basin Trust. The group’s stated function is to provide “advice on meaningful consultation processes with Basin Residents and local governments on any process to amend, renew or terminate” the Treaty. South of the border, the United States established a Sovereign Review Team that includes representatives from states, tribes, and relevant organizations, tasked with delivering recommendations for the future of the Treaty.

Although local groups are being given the opportunity to provide input on the renegotiation process, the Columbia River Treaty presents at least two opportunities for further involvement from local stakeholders. First, beyond simply getting input from local stakeholders, local negotiators could be empowered to participate in the negotiation process. Second, the treaty could be renegotiated to include the establishment of a watershed board, comprised of local experts and stakeholders from the basin, empowered to negotiate resolutions to disputes. Article XVI of the treaty, for example, could be amended to give this watershed board the ability to assist in settling differences. The board would be established around the geographic boundaries of the basin, tasked with studying the basin, and empowered to help settle differences that arise over time.

Transboundary water resources, by definition, do not fall neatly into political or jurisdictional boundaries. International transboundary water resources are not rare, as demonstrated by a United Nations-supported report, estimating that nearly half of the world’s population lives “in river and lake basins that comprise two or more countries.” Developing sophisticated international watershed boards is unlikely to be feasible in many of these transboundary basins. But the lessons from the successful resolution of the High Ross Dam controversy suggest that there are advantages to structuring negotiations over transboundary water disputes around hydrologic boundaries, not just political boundaries. While international disputes may often require some involvement of “high-level” officials, these officials should look to the boundaries of the watershed at issue and involve local stakeholders who are as closely aligned as possible to that watershed. Transboundary water agreements, for example, could include a rebuttable presumption that negotiations over transboundary water disputes begin with identifiable groups organized at the most decentralized hydrological level. Ultimately, including this rebuttable presumption would help to meet the goals of fostering long-term cooperation, promoting public participation, and gathering accurate data, such as were keys to resolving the High Ross Dam controversy.

The Hydro-Challenges of the New State of South Sudan in the Nile Basin

Friday, May 6th, 2011

Dr. Salman M.A. Salman has just published an article in Water International on “The New State of South Sudan and the Hydro-politics of the Nile Basin” (see article). He has graciously provided the IWLP Blog with the following guest post. Dr. Salman is an academic researcher and consultant on water law and policy, and can be reached at Salmanmasalman [at] gmail.com.

On January 9, 2011, and for the next six days, the people of South Sudan exercised their right of self determination and voted overwhelmingly to secede from the Sudan and establish their own independent state. The right of self determination was the major outcome of the negotiations process between the Sudan government and the Sudan People’s Liberation Movement/Army (SPLM/A) which represent the people of South Sudan.  The official results of the referendum were announced on February 7, 2011, and the government of the Sudan formally accepted of the results of the referendum on that day. The new state of South Sudan will formally come into existence on July 9, 2011, following the end of the interim period on July 8, as the 193rd member of the global family of nations, and as the 54th African state. As a result, the Sudan will lose, among many other things, one of its main defining characteristics as the largest country in Africa.

The Southern Sudan Referendum Act that was adopted in December 2009, listed a number of issues that need to be resolved by the two parties. Among other issues, these include: nationality; currency; public service; position of joint integrated units; international agreements and treaties; debts and assets; oil fields, production and transport; oil contracts; water resources; and property. These issues are in addition to disputes on a number of border areas between Northern and Southern Sudan (which extend for more than 2.000 kilometers), as well as the Abyei dispute that was adjudicated before the Permanent Court of Arbitration (PCA), but still remains unresolved (see Dr. Salman’s article on the Abyei Territorial Dispute).

Thus, water resources are one of the more contentious area between the Sudan and the new state of South Sudan.  There are three issues involved and need resolution in this area:

  • First: reallocation between the two states of the 18.5 Billion cubic meters of water allotted to the Sudan under the 1959 Nile Waters Agreement between Sudan and Egypt. The demands of the Sudan and South Sudan are expected to be far more than the 18.5 billion. Sudan will lose  50% of the revenues of oil of Southern Sudan that it was getting during the interim period as per the Comprehensive Peace Agreement that was signed between Sudan and SPLM/A in 2005. As a result, Sudan would have to rely more heavily on irrigated agriculture to make up for the lost revenues from South Sudan oil. On the other hand, South Sudan is claiming that it has a good number of irrigation, water supply, and hydro-power projects that would need large amounts of Nile waters too. Thus, negotiations on this issue are not expected to be easy.
  • Second: The huge swamps of Southern Sudan, including the Sudd, where water losses are tremendous, are viewed by both Egypt and Sudan as a source for additional waters to the Nile. This additional water would be in the range of 20 billion cubic meters for the Nile, almost one fourth of the total amount of the Nile flow of 84 billion cubic meters measured at Aswan. The aborted experience of the Jonglei canal is a clear indication of the difficult issues surrounding the conservation of the waters of the swamps of Southern Sudan for adding more water to the Nile (see Dr. Salman’s article on Water Resources in the Sudan North-South Peace Process).  Whether South Sudan would be willing to allow construction of any such canal would depend on a host of factors including the incentives it may receive, the views and positions of the affected communities and NGOs, and the security situation in the swamps areas. The other Nile riparian countries may well have their views on the matter and may ask to be part of the process. After all, the question may be posed as to whose water is it any way?
  • Third: The new state of South Sudan is expected to have a major role to play in the current Nile dispute. The Nile Basin Cooperative Framework Agreement (CFA) has been a divisive issue. Sudan and Egypt have vehemently opposed it, while the other Nile riparian states are pushing for its adoption and entry into force. Thus far six countries (Ethiopia, Kenya, Tanzania, Uganda, Rwanda, and Burundi), out of the Nile ten riparian countries have signed the CFA. It needs six instruments of ratification to enter into force, but thus far none of the six states has ratified the CFA. Thus, if South Sudan joins as a party to the CFA, it would provide a cushion in case one of the other six changes its mind or delays its ratification. Whether South Sudan would side with the equatorial states based on ethnicity, geography and history, or would be wooed by Sudan and Egypt to refrain from joining the CFA remains to be seen.

The centrality of water resources in the issues that must be addressed in post-conflict situations has been reconfirmed by the emergence of South Sudan as an independent nation. In this case, the issues go well beyond the Sudan and the new state of South Sudan, and extend to the other riparian states of the Nile Basin.

For additional insight into and details on this fascinating topic, you can find Dr. Salman’s Article here.

UNDP/GEF Publish Review of Legal and Institutional Frameworks for Transboundary Waters

Thursday, May 5th, 2011

If you haven’t seen this report, its very interesting and timely. The UN Development Programme (UNDP) and Global Environmental Facility (GEF) have just published a global review of legal and institutional frameworks for 28 transboundary surface water, groundwater and marine water systems covering the Americas, Europe, Africa and Asia (full report can be found here). The report was spearheaded by Richard Kyle Paisley, Director for the Global Transboundary International Waters Research Initiative at the University of British Columbia. Here is an excerpt from the description:

The project, with a life-cycle of three years, seeks to facilitate good governance and effective decision making in international waters through the identification, collection, adaptation and replication of beneficial practices and lessons learned from a wide range of experiences. The project focuses on institutional harmonization and strengthening, capacity building in regard to integrated water management, and forecasting the hydrological impacts from climate change and the anticipated responses to these changes.

The report’s analysis is organized by a common set of 18 criteria and is intended to provide information that can be used to support further research and analysis, with the ultimate goal of identifying a set of common elements of good governance for transboundary freshwater and marine water bodies as well as groundwater systems. This report is based on primary materials that establish legal and institutional frameworks, such as international agreements including treaties and conventions, where applicable, protocols or action plans.

The full report can be downloaded here.

Burundi Signs New Nile River Agreement

Monday, February 28th, 2011

Timing is everything! In the wake of the turmoil in Egypt (and probably the secession of South Sudan), Burundi has taken the rather bold step of becoming the sixth signatory to the Agreement on the Nile River Basin Cooperative Framework (CFA), a new treaty intended to realign the colonial era water rights and usage regime on the Nile River that has existed for more than a half-century (see Bloomberg Business Week report).  The significance of this step relates to Egypt’s vehement opposition to the CFA (mostly notably, Article 14), as well as the threats that the hegemon has made over the years with regard to any changes in the existing allocation framework.

Burundi’s signature brings the total number of signatories to six, which is the minimum number of States needed for the Agreement to come into force. All that is needed now is that the signatories ratify the CFA in accordance with their own domestic procedures. The other five signatories are Ethiopia, Kenya, Rwanda, Tanzania, and Uganda. The Democratic Republic of Congo, which had taken a lead role in promoting the Agreement, is expected to sign soon, possibly later this year. Eritrea was not involved in the process leading to the CFA.

Once ratified, the CFA will undermine Egypt and Sudan’s long-standing claims that the Nile has already been apportioned according to a 1959 treaty in which the two nations allocated around 90% of the river’s waters to themselves. It would also contravene Egypt’s persistence that it holds a veto right over all upstream hydro projects under a 1929 agreement with Britain (the region’s former colonial overseer). See my prior postings discussing this in more detail here and here.

Taken in light of the ongoing disorder in the Middle East, Burundi’s action may be viewed in the spirit of freedom and emerging societal participation and an effort to democratize the management of the Nile River. It may also be viewed as opportunistic now that both Egypt and Sudan are in transition. Regardless, as anyone in politics will attest: timing is everything!

Costa Rica Institutes Proceedings in ICJ against Nicaragua Over Río San Juan Conflict

Sunday, November 21st, 2010

On 18 November, Costa Rica instituted proceedings in the International Court of Justice [ICJ press release] against Nicaragua alleging unlawful “incursion into, occupation of and use by Nicaragua’s Army of Costa Rican territory as well as breaches of Nicaragua’s obligations towards Costa Rica” under a number of international treaties and conventions. The complaint focuses on the incursion of Nicaragua armed forces across the Río San Juan into territory that Costa Rica claims as its own.

According to Nicaraguan President, Daniel Ortega, Nicaragua is merely seeking to restore what is rightfully theirs. As reported in the Tico Times [here], Ortega stated: “In the 1600s and 1700s, the river covered an enormous amount of territory at its delta. And as the zone has dried, the river has moved and (Costa Rica) has continued to advance and take possession of terrain that doesn’t belong to it. The way things are going, if the San Juan River continues to move north and join with the Río Grande of Matagalpa (in the northern zone), that’s how far (Costa Rica) would claim its territory extended.” Ortega further asserted that “Nicaragua has the right to dredge the San Juan River to recover the flow of waters that existed in 1858, even if that affects the flow of water of other current recipients, such as the Colorado River.”The dispute, in fact, can be traced back more than 150 years to the 1858 Treaty on the Boundaries between Nicaragua and Costa Rica, which delimited the border along the Río San Juan. According to the treaty, while the southern bank of the river was declared Costa Rican territory, the river itself was given to Nicaragua. Costa Rica, however, was afforded the right to use the river for commerce.

Following disagreement over the interpretation of the treaty, the two countries agreed to have U.S. President Grover Cleveland arbitrate the dispute. In 1888, President Cleveland concluded (English and Spanish) that the border at the mouth of the Río San Juan lies at Punta de Castilla. Cleveland’s determination was later delineated more precisely in 1897 in the First award under the Convention between Costa Rica and Nicaragua of 8 April 1896 for the demarcation of the boundary between the two Republics.

Despite these rulings, the two countries continued to quarrel over both the location of the border between the two nations and the rights each enjoyed with respect to the use of the Río San Juan. In 2005, the dispute again came to the fore again when Costa Rica instituted proceedings in the ICJ [here] claiming that Nicaragua had unlawfully restricted Costa Rica’s right to navigate and access the Río San Juan by requiring passengers and tourists on Costa Rican vessels sailing on the river to obtain Nicaraguan visas. The ICJ ruled [here] against Nicaragua.

That decision, however, did not prevent Nicaragua from continuing to assert its claims to the river. In recent years, Nicaragua has been dredging older channels of the Río San Juan asserting that the border should follow the river as it flowed back in 1858 when the original Treaty on the Boundaries between Nicaragua and Costa Rica was adopted. Hence, the latest dispute. Interestingly enough, Nicaragua has also been working on a canal to link the Río San Juan and a nearby lagoon, which, at least one new source [Haaretz article] suggests is part of a larger, more ambitious plan by Venezuela, Iran and Nicaragua to create a “Nicaragua Canal” linking the Atlantic and Pacific oceans that would rival the existing Panama Canal.

Notwithstanding, if Costa Rica has its way, the ICJ will focus solely on Nicaragua’s incursion, both its military and engineering activities, on Costa Rica soil. Considering President Ortega’s statements and Nicaragua’s claim to the watercourse as it flowed back in the 1850s, though, Nicaragua will likely challenge Costa Rica’s claim to sovereignty over the territory in question. That challenge will depend, in part, on the interpretation of the relevant treaties and prior determinations. However, taking President Ortega’s statements at face value, international law pertaining to migrating rivers also may be relevant.

Under international law, avulsive changes to a watercourse channel (abrupt changes due to storms and other natural phenomena) do not move a river-based boundary. The international frontier remains in the original channel, even if it no longer carries any water. In other words, countries neither gain nor lose territory when a river marking an international boundary changes its course due to avulsion. In contrast, gradual and natural changes to a watercourse’s channel, such as those produced by natural river flow and scouring, can impact a nation’s geographic range. Under international law, accretive changes can legally increase or decrease a state’s territory, notwithstanding the geographic location of an original river-based boundary. In essence, countries can gain or lose territory when the channel of a river marking an international boundary migrates due to accretion. The river channel, in its new or modified channel, remains the official boundary.

So, is Nicaragua entitled to the river as it flowed in the 1850s? Might they be legally entitled to the land they allegedly invaded? If the ICJ determines that the Río San Juan constitutes the official border, and that the main channel of the river has migrated from its 1858 location, and if the Court concludes that the river moved as a result of avulsion, then Nicaragua’s may have an argument. That, however, will not be easy to establish. Over 150 years have passed since the 1858 treaty. While Nicaragua may be able to produce maps and charts evidencing the channel’s location in the 1850s, establishing that its migration was due solely or predominantly to avulsion is another matter. Over the past decade alone, the region has suffered a number of hurricanes and earthquakes, each of which could have caused the river to move. Yet, over the past 150 years, the region has also experienced more typical climatic condition that could have caused the river channel to migrate in a more gradual fashion. If the river did in fact move from its 1850s location, the reality is that this migration was due to both accretive and avulsive phenomena. Nicaragua certainly has its work cut out. Of course, Costa Rica will have to be ready to disprove Nicaragua’s claims.

You can find additional information on this dispute, including a variety of charts and maps, as well as a discussion of the role that Google Earth has played in stoking the controversy, at Ogle Earth.

Accord or Discord on the Nile? – Part II

Monday, July 26th, 2010

Before giving my assessment of the Agreement on the Nile River Basin Cooperative Framework (CFA), a brief caveat. As you will see from the copy I procured, the document has some formatting defects (e.g., different font sizes, a few color changes, non-consecutive numbering, variations in indentation spaces, etc.). While I (and my sources) cannot vouch that this is the final edition of the agreement that was opened for signature on 14 may 2010, it appears to be a near final version. Accordingly, you should consider my comments with a grain of salt.

Overall, the CFA appears to be in line with some of the more comprehensive transboundary waters agreements, spelling out in some detail the legal bases upon which the region’s hydro-relationship is to be forged and articulating the rights and obligations of the parties. To that extent, it is a valiant and meaningful effort at achieving a functional and worthwhile accord. Those of you who would prefer hard numbers and provisions on allocations, though, may be disappointed – the agreement is fundamentally about principles.

The most noteworthy aspect of the agreement is Part III, which creates the Nile River Basin Commission. The significance of this section is that it establishes a mechanism for facilitating cooperation and preventing disputes, one of the core objectives of the CFA. Moreover, and possibly most important, it creates space for discussing sensitive issues outside the political realm thereby minimizing the hyperbole and gridlock that often plagues international politics. And the Nile River Basin is no stranger to political hyperbole and gridlock …

Of course, the creation of a supranational institutional apparatus will not guarantee harmony on the Nile. Its success will greatly depend on whether the parties to the CFA implement the provisions for its creation and operation, as well as the degree to which they place their trust in it. Nevertheless, the design of the institution is somewhat similar to that of the Organization for the Development of the Senegal River, known by its French acronym OMVS (Organisation pour la Mise en Valeur du Fleuve Sénégal), a rather successful transboundary water management mechanism. Indeed, if the countries of the Nile Basin actually follow the OMVS paradigm for cooperation, there could be a very bright future for the region.

Other sections of the CFA that deserve mention include Part II and III, which articulate the legal principles underpinning the agreement and the relationships of the riparians as they pertain to the management of the Nile River. While the extent to which these doctrines are defined or explained varies in the agreement, having an established core set of values and rules bolsters the likelihood of the CFA’s success.

Of the principles presented, most are well recognized under international water law, including those of cooperation, equitable and reasonable utilization, no significant harm, and exchange of data and information. The CFA, however, proffers a number of legal doctrines that are not in the mainstream. For example, while the notion of subsidiarity often appears in other contexts, it has rarely been invoked explicitly in the framework of transboundary water management and regulation. Article 3(3) briefly defines the principle as “development and protection of the Nile River Basin water resources [that] is planned and implemented at the lowest appropriate level.” Furthermore, Article 10(a) elaborates on this notion by emphasizing that State Parties to the CFA “shall … allow all those within a State who will or may be affected by the project in that State to participate in an appropriate way in the planning and implementation process.” Given the disparate geographies, climatic conditions, economics, and other factors that are found along the length of the Nile and its tributaries, this is a welcomed progressive addition that enhances participation and democratizes the management of the River.

Possibly the most interesting, and certainly the most controversial, provision of the CFA is contained in Article 14, which recognizes “the vital importance of water security” to each of the Nile’s riparians and acknowledges the achievement of such security through “the cooperation management and development of waters of the Nile River System.” Under Article 2(f), “water security” is defined as “the right of all Nile Basin States to reliable access to and use of the Nile River system for health, agriculture, livelihoods, production and environment.” As such, it implicates a legal right, held by each of the riparians, to an amount of water that is adequate to fulfill the needs of all of these sectors. Read in isolation, such a right might seem quite reasonable, possibly even noble. However, given the degree of water scarcity that is typically of the region, this ideal must recede in the face of reality. What remains is an aspirational goal that must be balanced against the availability of water in the watercourse. Certainly, Article 14(a) creates a relatively lose obligation that requires Nile Basin States “to work together to ensure that all states achieve and sustain water security.” That provisions, though, does not impose individual liability or dictate reductions of water withdrawals in relation to the achievement of this goal. That possibility was left to Article 14(b).

As might be imagined, Egypt and Sudan objected to such a mechanism. As originally drafted, Article 14(b) had Nile Basins States agreeing “not to significantly affect the water security of any other Nile Basin State.” If implemented, this provision might have been used to find states individually responsible for its violation and, thereby, affect those states’ withdrawals. In sharp contrast, Egypt proposed (with Sudan as its lone supporter) that the Nile’s riparians be bound “not to adversely affect the water security and current uses and rights of any other Nile Basin State.” In other words, Egypt sought to modify the notion of water security in relation to states’ current uses and withdrawals, certainly in relation to its own historical claims [see my prior posting on this issue].

In a surprising move, the members of the Nile Basin Initiative – the partnership composed of the nine Nile riparians that drafted the CFA – decided to move ahead with the CFA minus Article 14(b). In its stead, they put a placeholder indicating that “the issue on the Article 14(b) be annexed and resolved by the Nile River Basin Commission within six months of its establishment.” This is rather an amazing procedure given the importance of the issue for all of the Nile’s riparians, especially for Egypt and Sudan, and because it implicates that the latter two countries would join the accord in order to revisit the dispute. If it wasn’t for the two lower riparians’ subsequent refusal to sign the agreement and their rather strong language in objecting to its implementation by the river’s upper riparians, you might think that peace had reigned over this troubled region. Still, recent reports (e.g., here and here) suggest that the two dissenters are willing to continue negotiating over the provision and the agreement in general. Hence, hope remains.

Ultimately, though, if it wasn’t for the encouragement and support (including financial) by international institutions and western nations, it is unlikely that the initiative would have progressed this far. The United States, Europe, the World Bank and other entities must become more engaged in advancing this effort. The nations of the Nile River have made considerable progress in drafting the CFA. It would be a real shame if they could not finalize the accord and realize its potential. It would be an even bigger shame if the breakdown in negotiations escalated tensions in the region.

Accord or Discord on the Nile? – Part I

Monday, July 26th, 2010

Its always a good day when nations come to terms over shared fresh water resources, especially in the more parched regions of the world. Hence, it was a wonderful turn of events when various news agencies (e.g., here, here, here, here, and here) reported recently that the nations of the Nile River Basin had reached an accord over the waters of one of the most disputed rivers in the world. On 14 May 2010, the countries of Ethiopia, Rwanda, Tanzania and Uganda signed the Agreement on the Nile River Basin Cooperative Framework (CFA); Kenya added its signature five days later.

To read it in the news release of the Nile Basin Initiative, a partnership created in 1999 among all of the Nile riparians minus Eritrea (which has observer status at the Initiative) to seek this very accord, readers might think that all serious controversies had been resolved by the nations that share the waters of the Nile (the five that signed the CFA plus Burundi, D.R. Congo, Egypt, Eritrea, and Sudan). Behind the veneer, though, the achievement remains hamstrung by the ages-old controversy plaguing many riverine nations on transboundary watercourses – the upstream-downstream dispute. As reported, though possibly understated, by some of the news agencies, the most downstream riparians on the Nile River are refusing to join their upstream neighbors in the agreement. Both Egypt and Sudan, who have already allocated around 90% of the Nile’s waters between themselves under a 1959 treaty (Egypt also claims a veto right over upstream hydro projects under a 1929 agreement with Britain, the region’s former colonial overseer), have raised serious objections to the new agreement.

Sudan and especially Egypt have long claimed historical rights to the waters of the Nile River based on their dozens of centuries of use and reliance on the watercourse. Their argument is grounded in the notion that older, established rights are superior to more recent claims and is akin to the prior appropriation system used in most of the western United States. Moreover, both countries are highly dependent on the Nile’s waters for maintaining their development and living standards and Egypt has raised the specter of national security as justification for defending its claims.

The difficulty with this position, at least from the perspective of the upper riparians, is that because Egypt and Sudan have made claims to the vast majority of the Nile’s waters, little is left for the peoples of the other eight nations. Moreover, international water law has tended to shun absolute claims of right and has opted for more flexible principles, such as equitable and reasonable use, which allow the possibility that nations’ rights to shared waters may be adjusted in response to changing circumstances.

Egypt, however, has also raised a more novel argument by differentiating between the Nile River and the Nile Basin. While the former carries between 90-100 billion cubic meters of water down the watercourse, the latter actually receives some 1,660 billion cubic meters of rainfall, 85 percent of which falls on the Ethiopian high plateau and the rest over the other upstream nations. Those upstream riparians, Egypt contends, should focus their efforts and claims on developing the vast volume of untapped waters that are otherwise lost to evaporation and infiltration. Notably, Egypt has offered to cooperate on and assist with such water development projects.

As it stands, five nations have signed the CFA and Burundi and DR Congo have indicated they may add their marks in the near future. Actual ratification, though, is the gold standard in international law and the CFA requires six ratifications before it can come into force. To date, none of the Nile riaprians have ratified the accord.

And, what about the accord itself?  Surprisingly, it is nowhere to be found. An extensive online search for the CFA found no direct or indirect hits (other than the news stories about the agreement). It also revealed that even the upstream nations who signed the agreement have not provided its text on their official websites. Moreover, queries to colleagues and contacts around the world, some of whom are well placed, produced nothing (well, almost – see my next IWLP blog posting).

Why would countries sign on to a new treaty, announce the event in a very public process, and then neglect to provide the text of what they agreed to? It seems a rather strange set of circumstances. Of course, this merely may be a pardonable oversight. Moreover, it may be that the text of the CFA is available elsewhere (though, none of my contacts can figure out where). Nonetheless, in this modern information age where public access is often defined by availability on the Internet (even in Africa), and where nearly every bit of text produced on Earth that is fit to print appears first on the Internet, the CFA is conspicuously absent.

The exclusion of the CFA from the public, though, is likely a function of the ongoing upstream-downstream discord that remains among the Nile’s riparians pitting Egypt and Sudan on one side and the remaining riparians on the other. Maybe the Nile Basin nations want to present a more harmonious front when revealing the treaty, or maybe they fear scrutiny of the agreement before it is finalized. Yet, agreements forged behind closed doors, even those that merely give the appearance of secrecy, often falter because of the lack of public support. And since it is the people of the Nile that are at the core of this agreement and who stand to benefit from a more cooperative sharing of the watercourse, the agreement should be made public even though it has yet to be endorsed by all of the Nile Basin governments.

To date, with one exception (by Business Daily Africa.com, which, for a business-oriented publication, offered a surprisingly rosy assessment of the accord), there has been no review or assessment of the rights and obligations that would be created under this new arrangement. Having finally procured a copy of my own, here is my brief take on the CFA.

UNEP effort to strengthen transboundary freshwater governance

Thursday, May 28th, 2009

I recently attended a UNEP conference – Strengthening Transboundary Freshwater Governance: The Environmental Sustainability Challenge – in Bangkok, Thailand. The program was aimed at identifying challenges and opportunities in transboundary freshwater governance as well as formulating responsive priority actions. While I don’t have an electronic copy of the agenda, you can find the conference Executive Brief here, and a UNEP press release here. Sessions topics included:

· Transboundary Freshwater Governance and the Environment in the Context of Sustainable Development

· Environmental Dimension of Transboundary Freshwater Governance

· Transboundary Freshwater Governance and IWRM

· Climate Change and Transboundary Freshwater Governance

While the program was billed as an “international high level ministerial conference,” there were few in attendance – rather disappointing given UNEP’s intent in organizing the event (to develop a productive plan of action) as well as the importance of the topics addressed. This is one of the shortcomings of so many of these meetings – the absence of high-level decision-makers, many of whom lack the information necessary to make sound policy decisions. Whether it is a UNEP program or one organized by other sectors of civil society, greater effort has to be made to ensure that the people who need to attend such meetings actually appear. Where information is available, it is no excuse that the right person was unavailable to receive it.

Nonetheless, the participants who did attend (representatives of a number of IGOs and international river basin commissions, government officials, NGOs, and various advisors and experts) made the event quite successful and informative. The main outcome of the conference was the Bangkok Plan of Action, which recommended actions to improve governance of cross-border freshwater resources. Among other points, the Plan of Action proposed that:

· Governments “seriously review and consider” the UN Convention on the Non-navigational Uses of International Watercourses and the Draft Articles on the Law of Transboundary Aquifers

· UNEP provide a regular forum and assistance for basin organizations with the first forum to be convened in Thailand in 2011

· UNEP promote the awareness and recognition of the environmental dimension of water law/regulatory frameworks at all levels of governance

The most significant work product of the program, however, was the “recommendations for action to the High-Level Ministerial Segment” formulated collectively by all who attended and endorsed in the Bangkok Plan of Action. Especially noteworthy are the recommendations calling for:

· Governments to recognize and take into account the environment as a natural infrastructure for climate change adaptation when formulating transboundary water governance policies

· Government, UN Agencies and other relevant bodies to promote IWRM as a bridge between national and transboundary water management policies

· UNEP to advocate the role of freshwater governance in climate chance adaptation in relevant UN and other fora

· UNEP-UNESCO-IHP to provide technical and administrative support to AMCOW’s African Groundwater Commission

UNEP has promised to post these recommendations, as well as the ministerial Bangkok Plan of Action, shortly, and I will update this post as soon as that occurs.

According to the Bangkok Post, 25 nations so far have endorsed the Bangkok Plan of Action. Nonetheless, neither the Plan of Action nor the recommendations can be interpreted as binding on UNEP or nations. The aspirational language of the documents (e.g., Governments “should”), coupled with the relatively small turnout of high-level government officials at the conference, effectively proscribes such construction. Moreover, such Plans tend to highlight needs and goals generically rather than actual, substantive programs describing how the needs will be addressed and the goals met. Unless elevated to the UN General Assembly or, better yet, in the context of an international convention, the normative value of these documents is merely instructive.

Notwithstanding, there is value in the Plan and recommendations to the extent that they provide decent guidelines for IGOs, NGOs, water commissions, and others by which to structure water management programs. Additionally, the formulation of the recommendations served as a wonderful basis for stimulating dialogue and exchange, as well as strengthening existing ties and establishing new connections. While this is probably most true among the NGO representatives in attendance (who tend to have a refreshing idealism), there seemed to be considerable interaction among all of the participants. While UNEP programs have not always served as models of success, and while this particular meeting could be critiqued for what it was not, there is much about which to be optimist.

One other noteworthy outcome of the conference is the public release of UNEPs third report on Freshwater Under Threat in Asia, which focused on South Asia and highlights three major river basins in the region: the Ganges-Brahmaputra-Meghna, the Indus and the Helmand. The prior two reports focused on South East Asia, and North East Asia.

As for my presence at the conference, I attended as a representative of UNESCO’s International Hydrological Programme to help represent its ongoing efforts on transboundary aquifers. In particular, UNESCO-IHP has been instrumental to the UN International Law Commission in its work articulating and developing international law for transboundary ground water resources. That effort recently culminated in the UN General Assembly commending the work product of the UNILC – the Law of Transboundary Aquifers – to the Member States and the addition of the topic to the its agenda in 2011. I had the honor of serving on the experts group organized by UNESCO-IHP that assisted the UNILC Special Rapporteur, Ambassador Chusei Yamada, in this effort. I have highlighted above some important language related to transboundary aquifers, as well as UNESCO’s efforts, that appear in the Plan of Action and recommendations.

Turkey’s GAP project and International Water Law

Thursday, May 28th, 2009

The Greek paper, Kathimerini, reports that the water situation on the Euphrates and Tigris Rivers is getting worse.  Iraqi dam storage is down 75% from 3 years ago, while the river flow in Euphrates has fallen by a similar percentage as compared with the year 2000.  And since rainfall in the region has been average, all finger’s point to Turkey and its ongoing hydro projects.

 

For the past 30-plus years, Turkey has been constructing a series of dams and related waterworks collectively known as the Southeastern Anatolia Project, better known by its Turkish acronym as the “GAP.” The 22 dams and 19 hydro-electric power plants are intended to expand irrigation by 1.7 million hectares in southeastern Turkey, and provide up to 27 billion kilowatt/hours of electricity annually.  While it is difficult to argue against the expected benefits to Turkey, the question is: “at what expense?”

 

Turkey is the upper riparian on both the Tigris and Euphrates Rivers, which flow from Turkey’s eastern mountains down through Syria and into Iraq. The two rivers eventually join in southern Iraq to form the Shat al Arab before entering the Persian Gulf. Both Syria and Iraq, downstream riparians, have complained that Turkey’s GAP activities and the downstream impacts violate international law. The statistics presented in this article give their complaints credence.

 

The difficulty is that Turkey doesn’t seem to care. The country has long championed an absolutist international law perspective – absolute territorial sovereignty – that posits that sovereignty entitles states to unrestrained use of resources found within their territo­ries. They claim that since the majority of water originates within their territory (more than 95% for the Euphrates and some 43% of the Tigris), they should have the right to use it for their benefit.

 

This position is also seen in Turkey’s observance of (or lack thereof) the solitary bilateral water sharing agreement between Turkey and Iraq. Under the 1946 Treaty of Friendship, Turkey is obliged to inform Iraq of any projects it undertakes that are likely to affect the flow of the rivers. Turkey, however, has argued that its activities will only serve to improve water flow in the two rivers and has discounted evidence to the contrary.

 

Turkey was one of three nations (China and Burundi were the other two) that voted against the 1997 UN Watercourses Convention in the UN General Assembly. That instrument stands for the principle of limited territorial sovereignty and obligates states to an equitable and reasonable use of a transboundary watercourse as well as to ensure that activities within their territory do not cause significant harm to other riparian states. Both Iraq and Syria have ratified or acceded to that instrument. That the Convention has yet to go into force (see the Status of the Convention here and my recent post on the subject) is irrelevant as most of its provisions have the status of customary international law. Yet, Turkey continues to espouse its absolutist position.

 

The principal shortcoming of Turkey’s approach is that it is nearly alone in its championing of this approach, one that was discarded long ago by the vast majority of nations. China is the only other nation that I know of that continues to actively assert this position (primarily in relation to the Mekong River). Practically speaking, this absolutist approach disregards downstream consequences and the rights of downstream states to the use of the two rivers. As Turkey is nearly exclusively an upstream state in all of its transboundary rivers, it has not experienced life as a downstream riparian. I suspect that if Turkey had an opportunity to be reliant on an upstream state’s goodwill and good faith, it too would change its perspective (the US so did when it repudiated the Harmon Doctrine in its relations with Mexico when it later negotiated transboundary waters agreements with Canada; but that is a discussion for another time).

 

Possibly, Turkey will eventually find itself reliant on the goodwill and good faith of Syria and Iraq on other issues important to its interests, though, at the moment, I can’t think of any that could be used to counterweigh the water issue. It is more likely that Turkey will find itself reliant on the goodwill and good faith of other nations who might be sympathetic to the plight of Turkey’s downstream neighbors. Membership in the European Union – something Turkey may covet more than the waters of the Tigris and Euphrates – has often been suggested as the likely carrot for Turkey’s cooperation with Syria and Iraq. That, however, presupposes that the EU truly is interested in this dilemma. Given most of Europe’s disdain for the US’s activities in Iraq, there could be a leadership opportunity in the Middle East for the sidelined Europeans. Does Europe have the tenacity and determination to take on this challenge? If not, Iraq and Syria are in for a very long drought.

 

Thanks to Rich Rapier for sending me the link to the Greek article.

Global River Flows Decline

Thursday, April 23rd, 2009

The Christian Science Monitor Discoveries Blog has an interesting article on the global decline of river flows.  Too many ’straws’ sucking water out of the Colorado River” describes how by 2050, the Colorado River be unable to live up to its current allocation scheme 60-90 percent of the time; even absent climatic changes, scheduled deliveries would be unmet 40 percent of the time.  This news is based on a recent study by scientists at the Scripps Institution of Oceanography and published in the April 20 edition of the journal Proceedings of the National Academy of Sciences.

According to a forthcoming study by the National Center for Atmospheric Research and the College of William and Mary, the Colorado is not alone in suffering such shortfalls.  The study reveals that over the past 60 years, some 300 of the world’s largest rivers have experienced significant changes in flow rates.  While some rivers have gained volume, the rivers with reduced flow rates outnumbered the ones with higher flow rates by 2.5 to 1.  As for the culprit, the study suggests that large dams and diversion projects have certainly caused their share of water problems. However, they place greater burden on global climate change, which is altering precipitation patterns and increasing the rate of evaporation.

This study, which represents the most comprehensive data base yet assembled to track river flows (assessing the flows of 925 of the planet’s largest rivers), is scheduled for publication in the May 15 issue of the American Meteorological Society’s Journal of Climate.  You can download the research paper here, or view a simplified description of the study’s findings here.